1.2Citadel Securities Institutional LLC202622026-07-20T13:33:50Z20264100.0011.066.8740.1241.92CDRG(EV/SRV)CDRG100.00100.00100.00100.00100.00-152962.65-0.3085-778351.40-0.5205-213721.93-0.31200.000.0000 Citadel Securities LLC (CDRG/CTDL) Citadel Securities Institutional LLC (“CSIN”) routes all of its customer orders, including reportable orders in NMS Securities under SEC Rule 606(a), to its affiliated broker-dealer, Citadel Securities LLC (“CSEC”). CSIN does not otherwise route customer orders to, or seek to effect customer transactions through, any market center or broker-dealer other than CSEC. CSIN operates pursuant to a revenue sharing agreement with CSEC in which CSIN transmits 100% of the commissions it receives from customer orders to CSEC, and CSEC in turn pays CSIN an amount equal to CSIN’s trading and operating costs + 10%. Arrangements that may influence CSIN’s order routing decision: 1. Incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment. N/A 2. Disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee. N/A 3. Volume-based tiered payment schedules. N/A 4. Agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. N/A 20265100.009.947.5341.0141.49CDRG(EV/SRV)CDRG100.00100.00100.00100.00100.00-174939.65-0.3855-529123.88-0.4636-218921.38-0.28790.000.0000 Citadel Securities LLC (CDRG/CTDL) Citadel Securities Institutional LLC (“CSIN”) routes all of its customer orders, including reportable orders in NMS Securities under SEC Rule 606(a), to its affiliated broker-dealer, Citadel Securities LLC (“CSEC”). CSIN does not otherwise route customer orders to, or seek to effect customer transactions through, any market center or broker-dealer other than CSEC. CSIN operates pursuant to a revenue sharing agreement with CSEC in which CSIN transmits 100% of the commissions it receives from customer orders to CSEC, and CSEC in turn pays CSIN an amount equal to CSIN’s trading and operating costs + 10%. Arrangements that may influence CSIN’s order routing decision: 1. Incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment. N/A 2. Disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee. N/A 3. Volume-based tiered payment schedules. N/A 4. Agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. N/A 20266100.009.866.5439.0444.54CDRG(EV/SRV)CDRG100.00100.00100.00100.00100.00-166119.15-0.3020-442010.28-0.4218-178510.61-0.26070.000.0000 Citadel Securities LLC (CDRG/CTDL) Citadel Securities Institutional LLC (“CSIN”) routes all of its customer orders, including reportable orders in NMS Securities under SEC Rule 606(a), to its affiliated broker-dealer, Citadel Securities LLC (“CSEC”). CSIN does not otherwise route customer orders to, or seek to effect customer transactions through, any market center or broker-dealer other than CSEC. CSIN operates pursuant to a revenue sharing agreement with CSEC in which CSIN transmits 100% of the commissions it receives from customer orders to CSEC, and CSEC in turn pays CSIN an amount equal to CSIN’s trading and operating costs + 10%. Arrangements that may influence CSIN’s order routing decision: 1. Incentives for equaling or exceeding an agreed upon order flow volume threshold, such as additional payments or a higher rate of payment. N/A 2. Disincentives for failing to meet an agreed upon minimum order flow threshold, such as lower payments or the requirement to pay a fee. N/A 3. Volume-based tiered payment schedules. N/A 4. Agreements regarding the minimum amount of order flow that the broker-dealer would send to a venue. N/A